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Home > QFINANCE Dictionary > Definition of FINRA

Definition of


Markets abbr

regulator of US securities firms Financial Industry Regulatory Authority: established in 2007 by the merger of the National Association of Securities Dealers and regulatory functions of NYSE Regulation, FINRA is a self-regulatory organization that oversees the activities of member brokerage firms as well as performing market regulation under contract for US stock markets including the New York Stock Exchange and NASDAQ

Definitions of ’FINRA’ and meaning of ’FINRA’ are from the book publication, QFINANCE – The Ultimate Resource, © 2009 Bloomsbury Information Ltd. Find definitions for ’FINRA’ and other financial terms with our online QFINANCE Financial Dictionary.

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